SFC Licences of TSE Sheung Lai, Sunny 謝尚禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Eddid Securities and Futures Limited 艾德證券期貨有限公司	RO	3	20 October 2022	20 April 2023
Eddid Capital Limited 艾德資本有限公司	RO	6	11 May 2022
Eddid Capital Limited 艾德資本有限公司	RO	1	11 May 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司	RO	9	11 May 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司	RO	5	11 May 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司	RO	4	11 May 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司	RO	2	11 May 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司	RO	1	11 May 2022
Shanxi Securities International Capital Limited 山證國際融資有限公司	RO	6	23 January 2019	21 February 2022
Shanxi Securities International Futures Limited 山證國際期貨有限公司	RO	2	23 January 2019	21 February 2022
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RO	9	23 January 2019	21 February 2022
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RO	5	23 January 2019	21 February 2022
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RO	4	23 January 2019	21 February 2022
Shanxi Securities International Limited 山證國際證券有限公司	RO	1	23 January 2019	21 February 2022
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司	RE	4	04 December 2018	23 January 2019
Shanxi Securities International Limited 山證國際證券有限公司	RE	1	04 December 2018	23 January 2019
Yi Shun Da Capital Limited 易順達融資有限公司	RE	6	17 April 2018	27 August 2018
Yi Shun Da Capital Limited 易順達融資有限公司	RE	1	17 April 2018	27 August 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	6	24 October 2017	21 February 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	4	24 October 2017	21 February 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	1	24 October 2017	21 February 2018
China Everbright Capital Limited 中國光大融資有限公司	RO	6	20 January 2017	21 February 2018
China Everbright Capital Limited 中國光大融資有限公司	RO	4	20 January 2017	21 February 2018
China Everbright Capital Limited 中國光大融資有限公司	RO	1	20 January 2017	21 February 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	6	20 October 2016	24 October 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	20 October 2016	24 October 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	20 October 2016	24 October 2017
China Everbright Capital Limited 中國光大融資有限公司	RE	6	20 October 2016	20 January 2017
China Everbright Capital Limited 中國光大融資有限公司	RE	4	20 October 2016	20 January 2017
China Everbright Capital Limited 中國光大融資有限公司	RE	1	20 October 2016	20 January 2017
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	6	17 March 2014	01 October 2016
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	4	17 March 2014	01 October 2016
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	1	17 March 2014	01 October 2016
Macquarie Corporate (Hong Kong) Limited	RO	6	26 May 2010	06 September 2013
Macquarie Capital Limited 麥格理資本股份有限公司	RO	6	26 May 2010	06 September 2013
Macquarie Capital Limited 麥格理資本股份有限公司	RO	1	26 May 2010	06 September 2013
Macquarie Corporate (Hong Kong) Limited	RE	6	11 August 2008	26 May 2010
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	11 August 2008	26 May 2010
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	11 August 2008	26 May 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	04 June 2007	26 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	04 June 2007	26 May 2008