SFC Licences of YAN Ka Shing, Angus 甄家誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Securities Limited | RE | 1 | 03 December 2012 | 31 January 2013 |
Funderstone Futures Limited | RE | 2 | 03 December 2012 | 31 January 2013 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 September 2011 | 01 November 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 July 2011 | 01 November 2012 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 25 May 2011 | 15 July 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 August 2009 | 23 April 2010 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 06 January 2009 | 25 March 2009 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 27 October 2008 | 25 December 2008 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 23 June 2008 | 27 August 2008 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 05 June 2007 | 16 June 2008 |