SFC Licences of LI Kwok Choi 李國材

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 9 27 November 2008 15 April 2019
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 4 22 October 2008 15 April 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 26 August 2008 04 October 2008
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 17 September 2007 04 October 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 05 June 2007 04 October 2008
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 05 June 2007 04 October 2008