SFC Licences of SO Wai Tak 蘇煒德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luen Fat Futures (H.K.) Limited 聯發期貨(香港)有限公司 | RE | 2 | 17 June 2010 | 26 September 2011 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 17 June 2010 | 26 September 2011 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 17 September 2009 | 26 February 2010 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 17 September 2009 | 26 February 2010 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 20 July 2007 | 31 July 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 05 June 2007 | 31 July 2009 |