SFC Licences of WONG King Chung 黃勁聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 24 July 2023 09 August 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 15 November 2019 09 August 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 15 November 2019 24 July 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 05 September 2019 15 November 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 05 September 2019 15 November 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 6 07 November 2018 08 August 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 07 November 2018 08 August 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 07 November 2018 08 August 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 4 31 August 2018 08 August 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 6 14 August 2017 08 August 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 1 14 August 2017 08 August 2019
KGI Capital Asia Limited 凱基金融亞洲有限公司 RO 6 10 March 2015 27 June 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RO 1 10 March 2015 27 June 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 29 September 2014 10 March 2015
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 29 September 2014 10 March 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 6 27 May 2014 29 August 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 27 May 2014 29 August 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 28 September 2009 27 May 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 28 September 2009 27 May 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 07 June 2007 22 May 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 07 June 2007 22 May 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 07 June 2007 22 May 2008