SFC Licences of LUNG Shu-Hua 龍淑華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 20 August 2018 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 20 August 2018 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 20 August 2018 | |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 04 July 2007 | 31 July 2018 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 04 July 2007 | 11 August 2011 |