SFC Licences of LUNG Shu-Hua 龍淑華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 20 August 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 20 August 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 August 2018
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 04 July 2007 31 July 2018
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 4 04 July 2007 11 August 2011