SFC Licences of BANSAL Amit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Augment Wealth Advisors Limited | RO | 2 | 13 January 2021 | 13 December 2022 |
Augment Wealth Advisors Limited | RO | 1 | 13 January 2021 | 13 December 2022 |
Augment Wealth Advisors Limited | RO | 9 | 13 January 2021 | |
Augment Wealth Advisors Limited | RO | 5 | 13 January 2021 | |
Augment Wealth Advisors Limited | RO | 4 | 13 January 2021 | |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 05 December 2017 | 31 December 2019 |
Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 | RO | 9 | 18 May 2015 | 22 September 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 May 2008 | 11 February 2015 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 22 May 2008 | 11 February 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 June 2007 | 23 February 2008 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 June 2007 | 23 February 2008 |