SFC Licences of LOKE Helen Man 陸敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 19 July 2018
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 9 14 January 2013 31 May 2018
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 14 January 2013 31 May 2018
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 14 January 2013 31 May 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 09 September 2011 31 July 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 09 September 2011 31 July 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 09 September 2011 31 July 2012
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 20 April 2010 08 November 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 20 April 2010 02 July 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 4 20 April 2010 02 July 2010
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 9 14 January 2008 19 August 2011
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 07 June 2007 19 August 2011
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 07 June 2007 19 August 2011