SFC Licences of CHAN Ngat 陳兀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 6 | 25 March 2020 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 1 | 25 March 2020 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 20 November 2018 | 25 March 2020 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 20 November 2018 | 25 March 2020 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 July 2011 | 14 November 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 04 July 2011 | 14 November 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 July 2011 | 14 November 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 26 October 2007 | 13 May 2011 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 20 September 2007 | 13 May 2011 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 29 June 2007 | 04 September 2007 |