SFC Licences of WONG Yuen Yee 王阮儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 12 June 2018 | |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 12 June 2018 | |
| Formax Securities Limited 福億證券有限公司 | RE | 2 | 16 November 2017 | 23 May 2018 |
| Formax Securities Limited 福億證券有限公司 | RE | 1 | 16 November 2017 | 23 May 2018 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 23 December 2009 | 30 September 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 06 April 2009 | 30 September 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 June 2007 | 30 September 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 June 2007 | 30 September 2017 |