SFC licenceholder APB502 TAM Sai Chiu, David 譚世昭

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 July 2019 03 October 2019
CLSA Limited 中信里昂證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 January 2015 01 May 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 October 2012 01 May 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 June 2007 16 October 2012