SFC Licences of TAM Sai Chiu, David 譚世昭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	6	03 October 2019	14 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	4	03 October 2019	14 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	1	03 October 2019	14 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	6	05 July 2019	03 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	4	05 July 2019	03 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	1	05 July 2019	03 October 2019
CLSA Limited 中信里昂證券有限公司	RE	4	07 January 2015	01 May 2019
CLSA Limited 中信里昂證券有限公司	RE	1	07 January 2015	01 May 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	16 October 2012	01 May 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	4	16 October 2012	01 May 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	12 June 2007	16 October 2012
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	12 June 2007	16 October 2012