SFC Licences of TAM Sai Chiu, David 譚世昭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1, 4 07 January 2015 01 May 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司
RO 1, 4, 6 03 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司
RE 1, 4, 6 05 July 2019 03 October 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 16 October 2012 01 May 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 12 June 2007 16 October 2012