SFC Licences of XIE Jialin 謝嘉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 28 December 2020 | |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 28 December 2020 | |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RO | 4 | 25 July 2012 | 31 December 2012 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RO | 1 | 25 July 2012 | 31 December 2012 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 4 | 08 September 2009 | 25 July 2012 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 1 | 08 September 2009 | 25 July 2012 |
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 08 June 2007 | 20 August 2009 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 08 June 2007 | 20 August 2009 |