SFC licenceholder APB534 COOK Geoffrey John

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 January 2019
SMBC Nikko Securities (Hong Kong) Limited RE [1] (Dealing in Securities) 26 January 2017 31 July 2017
CLSA Limited 中信里昂證券有限公司 RE [1] (Dealing in Securities) 24 May 2012 24 September 2016
Virtu ITG Hong Kong Limited RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 15 July 2009 23 September 2011
Instinet Pacific Limited 極訊亞太有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 06 June 2007 28 February 2009