SFC Licences of COOK Geoffrey John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 09 January 2019 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 January 2019 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 26 January 2017 | 31 July 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 May 2012 | 24 September 2016 |
| Virtu ITG Hong Kong Limited | RE | 7 | 15 July 2009 | 23 September 2011 |
| Virtu ITG Hong Kong Limited | RE | 1 | 15 July 2009 | 23 September 2011 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 06 June 2007 | 28 February 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 06 June 2007 | 28 February 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 06 June 2007 | 28 February 2009 |