SFC Licences of YOUL Gordon Phillip

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 31 May 2019 22 March 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 31 May 2019 22 March 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 31 May 2019 22 March 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 02 September 2011 27 February 2019
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 02 September 2011 27 February 2019