SFC Licences of HARASHIMA Kenji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 15 April 2019 | 30 November 2022 |
| Merrill Lynch Far East Limited | RE | 1 | 15 April 2019 | 30 November 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 20 March 2019 | 22 March 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 20 March 2019 | 22 March 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 June 2007 | 12 September 2018 |