SFC Licences of LU Tien-Jui 呂天睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 August 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 August 2017 | 14 December 2018 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 June 2007 | 30 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 June 2007 | 30 August 2008 |