SFC Licences of FUNG Sze Yu 馮時裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 9 | 03 September 2020 | 23 December 2022 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 4 | 03 September 2020 | 23 December 2022 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RO | 4 | 03 September 2020 | 23 December 2022 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RO | 1 | 06 January 2017 | 23 December 2022 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RO | 2 | 06 January 2017 | 23 December 2022 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 12 March 2014 | 03 September 2020 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 26 January 2011 | 03 September 2020 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 08 June 2007 | 06 January 2017 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 08 June 2007 | 06 January 2017 |