SFC Licences of SIMMONS James Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 18 August 2015 | 08 July 2021 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 9 | 08 July 2010 | 31 July 2012 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 5 | 08 July 2010 | 31 July 2012 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 4 | 08 July 2010 | 31 July 2012 |
| Giga (Hong Kong) Limited | RE | 4 | 21 April 2008 | 16 April 2010 |
| Giga (Hong Kong) Limited | RE | 9 | 10 April 2008 | 16 April 2010 |
| Pine River Capital Management (HK) Limited | RE | 9 | 08 October 2007 | 10 March 2008 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 5 | 11 June 2007 | 17 August 2007 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 4 | 11 June 2007 | 17 August 2007 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 9 | 11 June 2007 | 17 August 2007 |