SFC Licences of LIT Yuk Ping 列玉萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RO 2 10 November 2021
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RO 1 10 November 2021
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 2 25 October 2021 10 November 2021
Central Universe Futures Limited 環宇期貨有限公司 RO 5 18 July 2019 14 September 2021
Central Universe Futures Limited 環宇期貨有限公司 RO 2 18 July 2019 14 September 2021
Central Universe Futures Limited 環宇期貨有限公司 RE 2 18 April 2019 18 July 2019
CLC Futures Limited 創僑期貨有限公司 RE 2 06 October 2017 12 April 2019
CLC Securities Limited 創僑證券有限公司 RE 1 06 October 2017 12 April 2019
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 05 April 2017 07 September 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 05 April 2017 07 September 2017
Rifa Futures Limited 日發期貨有限公司 RE 2 24 October 2016 03 April 2017
Rifa Securities Limited 日發證券有限公司 RE 1 24 October 2016 03 April 2017
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 12 March 2008 07 November 2015
Emperor Futures Limited 英皇期貨有限公司 RE 2 31 January 2008 23 December 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 11 June 2007 01 September 2007
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 11 June 2007 01 September 2007