SFC Licences of NG Tai Shan 吳泰山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 17 June 2008 23 January 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 September 2007 29 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 July 2007 29 September 2021