SFC Licences of NG Tai Shan 吳泰山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 17 June 2008 | 23 January 2020 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 18 September 2007 | 29 September 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 July 2007 | 29 September 2021 |