SFC Licences of OLIVER Simon Coutts
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 13 June 2014 | 14 October 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 June 2014 | 14 October 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 June 2007 | 20 November 2008 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 12 June 2007 | 20 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 June 2007 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 12 June 2007 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 12 June 2007 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 June 2007 | 20 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 12 June 2007 | 20 November 2008 |