SFC Licences of CHAN Wai 陳威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 4 | 07 December 2018 | 19 January 2021 |
| Natixis Asia Limited | RE | 1 | 07 December 2018 | 19 January 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 17 August 2016 | 10 November 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 August 2016 | 10 November 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 August 2016 | 10 November 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 09 September 2015 | 13 May 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 September 2015 | 13 May 2016 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 12 June 2007 | 04 June 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 12 June 2007 | 04 June 2008 |