SFC Licences of HON Chung Woon, Carey 韓宗桓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 April 2012 | 14 May 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 April 2012 | 14 May 2012 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 14 August 2009 | 10 March 2012 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 14 August 2009 | 10 March 2012 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 21 September 2007 | 08 August 2009 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 13 June 2007 | 08 August 2009 |