SFC Licences of LI Yao Jun 李耀君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Doo Financial HK Limited 都會金融香港有限公司 RO 1 14 February 2024
Doo Financial HK Limited 都會金融香港有限公司 RO 9 23 December 2022
Doo Financial HK Limited 都會金融香港有限公司 RO 4 23 December 2022
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 1 05 July 2017 07 May 2021
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 08 February 2017 07 May 2021
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 08 February 2017 07 May 2021
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 4 08 February 2017 07 May 2021
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 08 February 2017 05 July 2017
South China Commodities Limited 南華期貨有限公司 RE 2 25 May 2016 11 November 2016
RE 9 30 September 2015 27 December 2016
RE 4 30 September 2015 27 December 2016
South China Securities Limited 南華證券投資有限公司 RE 1 30 September 2015 11 November 2016
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 27 April 2015 06 July 2015
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 27 April 2015 06 July 2015
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 27 April 2015 06 July 2015
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 27 May 2013 11 March 2014
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 27 May 2013 11 March 2014
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 08 April 2013 11 March 2014
ASA Securities Limited 富國證券有限公司 RE 1 17 November 2010 31 March 2013
Emperor Securities Limited 英皇證券有限公司 RE 1 30 July 2008 10 November 2010
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 14 June 2007 10 July 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 14 June 2007 10 July 2008