SFC licenceholder APB926 MUI Malcolm Hin-Ling 梅軒寧

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 January 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 September 2015 04 January 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 January 2012 18 June 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities) 25 August 2011 18 June 2015
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [1] (Dealing in Securities) 18 June 2007 01 July 2008