SFC Licences of LIT Ho Man, Vienna 列皓敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 31 August 2018 | |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 23 January 2014 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 21 February 2013 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 3 | 25 October 2012 | 23 May 2016 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 23 August 2012 | 21 February 2013 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 09 July 2012 | |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 2 | 13 June 2007 | 02 August 2008 |