SFC Licences of LENT Nicholas Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 November 2009 | 28 June 2011 |
| UBS Securities Asia Limited | RE | 1 | 14 June 2007 | 28 June 2011 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 June 2007 | 28 June 2011 |
| UBS Securities Asia Limited | RE | 2 | 14 June 2007 | 28 June 2011 |