SFC Licences of TAN Swee Koon 陳瑞坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 29 November 2010 | 03 December 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 05 November 2008 | 09 October 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 27 September 2007 | 14 May 2008 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 14 June 2007 | 14 May 2008 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 14 June 2007 | 14 May 2008 |