SFC Licences of HON Kai Lai 韓嘉麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TFI Asset Management Limited 天風國際資產管理有限公司	RE	9	29 April 2022	15 December 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RE	4	29 April 2022	15 December 2023
Rhine Asset Management Company Limited 萊茵資產管理有限公司	RE	9	23 March 2020	31 March 2022
Rhine Asset Management Company Limited 萊茵資產管理有限公司	RE	4	23 March 2020	31 March 2022
Prior Securities Limited 昇悅證券有限公司	RE	1	04 October 2017	07 August 2018
Leading Securities Company Limited 立鼎證券有限公司	RO	4	29 January 2016	03 April 2017
Leading Securities Company Limited 立鼎證券有限公司	RO	1	29 January 2016	03 April 2017
Leading Securities Company Limited 立鼎證券有限公司	RE	4	14 January 2016	29 January 2016
Leading Securities Company Limited 立鼎證券有限公司	RE	1	14 January 2016	29 January 2016
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RO	1	09 February 2015	31 December 2015
Sino Capital Securities Limited 國順證券有限公司	RO	1	17 January 2013	06 February 2015
Sino Capital Securities Limited 國順證券有限公司	RE	1	07 May 2012	17 January 2013
FT Securities Limited 富通證券有限公司	RE	2	22 November 2011	01 January 2012
FT Securities Limited 富通證券有限公司	RE	1	22 November 2011	01 January 2012
VC Futures Limited 滙盈期貨有限公司	RE	2	27 November 2009	12 November 2011
VC Brokerage Limited 滙盈證券有限公司	RE	1	27 October 2009	12 November 2011
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	13 August 2008	12 October 2009
CCB International Securities Limited 建銀國際證券有限公司	RE	1	13 June 2007	06 August 2008