SFC Licences of CHAN Kin Leung 陳建良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Victory Securities Company Limited 勝利證券有限公司 RO 1 31 January 2023
Victory Securities Company Limited 勝利證券有限公司 RO 9 24 November 2021
Victory Securities Company Limited 勝利證券有限公司 RO 4 24 November 2021
Victory Securities Company Limited 勝利證券有限公司 RE 9 27 August 2021 24 November 2021
Victory Securities Company Limited 勝利證券有限公司 RE 4 27 August 2021 24 November 2021
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 9 21 July 2020 11 August 2021
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 4 21 July 2020 11 August 2021
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 18 June 2020 21 July 2020
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 4 18 June 2020 21 July 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RO 1 04 December 2018 02 June 2020
YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 RO 9 07 August 2018 02 June 2020
YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 RO 4 07 August 2018 02 June 2020
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 9 13 September 2017 31 December 2017
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 4 13 September 2017 31 December 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 9 02 September 2016 28 February 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 4 02 September 2016 28 February 2017
KTF Capital Management Limited 金石同方資本管理有限公司 RO 9 31 October 2011 31 August 2013
KTF Capital Management Limited 金石同方資本管理有限公司 RO 4 31 October 2011 31 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 9 01 March 2010 16 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 4 01 March 2010 16 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 01 March 2010 16 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 9 02 February 2010 01 March 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 02 February 2010 01 March 2010
Quam Asset Management Limited 華富建業資產管理有限公司 RO 9 10 July 2008 16 January 2010
Quam Asset Management Limited 華富建業資產管理有限公司 RO 4 10 July 2008 16 January 2010
Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 17 July 2007 10 July 2008
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 17 July 2007 10 July 2008