SFC Licences of LIN Wen Ching 林汶菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 4 | 14 October 2019 | |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 23 November 2011 | 14 October 2019 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 04 November 2011 | |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 08 June 2010 | 04 August 2011 |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 08 June 2010 | 04 August 2011 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 23 October 2008 | 03 June 2010 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 23 October 2008 | 03 June 2010 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 23 October 2008 | 03 June 2010 |
BTIG Hong Kong Limited | RE | 1 | 19 May 2008 | 22 September 2008 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 14 June 2007 | 03 November 2007 |