SFC Licences of NG Ho Yu 伍浩宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 26 January 2012 | 30 December 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 January 2012 | 30 December 2017 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 09 October 2009 | 17 January 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 13 June 2007 | 17 January 2012 |