SFC Licences of HE Zheng 何正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 | RO | 4 | 14 May 2020 | |
| Valuable Capital Limited 華盛資本証券有限公司 | RO | 1 | 14 May 2020 | |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 13 February 2020 | 14 May 2020 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 21 February 2019 | 01 October 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 27 September 2017 | 01 October 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 01 August 2014 | 27 September 2017 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 28 June 2011 | 16 July 2014 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 06 March 2008 | 10 October 2008 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 20 June 2007 | 01 February 2008 |