SFC Licences of LIU Michelle Xi Xiao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 21 October 2008 | 12 April 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 21 October 2008 | 12 April 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 June 2007 | 25 February 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 June 2007 | 25 February 2008 |