SFC Licences of MOK King Fong 莫琼芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 October 2023 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 19 October 2023 | |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 September 2007 | 25 September 2023 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 June 2007 | 25 September 2023 |