SFC Licences of SHU Tony 徐成東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 10 November 2011 | |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 05 February 2008 | 26 April 2009 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 4 | 05 February 2008 | 26 April 2009 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 05 February 2008 | 26 April 2009 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 24 July 2007 | 29 December 2007 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 24 July 2007 | 29 December 2007 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 24 July 2007 | 29 December 2007 |