SFC Licences of KELLY Damian Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 27 October 2010 | 10 October 2011 |
Macquarie Asia Securities Limited | RE | 2 | 27 October 2010 | 10 October 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 04 June 2009 | 05 May 2010 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 04 June 2009 | 05 May 2010 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 04 June 2009 | 05 May 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 November 2007 | 12 January 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | 2 | 07 August 2007 | 12 January 2009 |