SFC Licences of TANG Yat Fai, Roger 鄧逸暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 16 July 2010 | |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 18 June 2007 | 17 April 2010 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 18 June 2007 | 17 April 2010 |