SFC Licences of HUNG Pei Ling 洪珮玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 29 December 2022 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 29 December 2022 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 09 August 2022 | |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 17 September 2021 | 30 June 2022 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 17 September 2021 | 30 June 2022 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 17 September 2021 | 30 June 2022 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 June 2007 | 12 July 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 June 2007 | 12 July 2007 |