SFC Licences of CHIU Yuk Fai, Ronnie 趙玉輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 31 January 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 31 January 2024 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 16 February 2009 | 29 December 2023 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 February 2009 | 29 December 2023 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 10 September 2007 | 14 February 2009 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 13 July 2007 | 14 February 2009 |