SFC Licences of YIP Chi Ho 葉志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Futures Limited 第一上海期貨有限公司 | RO | 2 | 18 November 2022 | |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 5 | 18 November 2022 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 25 April 2018 | |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 06 June 2016 | 18 November 2022 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 22 May 2015 | 25 April 2018 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 26 July 2007 | 11 October 2010 |