SFC Licences of LAU Mei King 柳美琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RO 4 04 January 2023
Emperor Securities Limited 英皇證券有限公司 RO 1 04 January 2023
Emperor Futures Limited 英皇期貨有限公司 RO 5 04 January 2023
Emperor Futures Limited 英皇期貨有限公司 RO 2 04 January 2023
Emperor Securities Limited 英皇證券有限公司 RE 4 09 February 2022 04 January 2023
Emperor Securities Limited 英皇證券有限公司 RE 1 09 February 2022 04 January 2023
Emperor Futures Limited 英皇期貨有限公司 RE 2 09 February 2022 04 January 2023
Arta Global Markets Limited 裕承環球巿場有限公司 RE 9 10 April 2018 30 November 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 4 10 April 2018 30 November 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 28 December 2016 30 November 2021
Arta Global Futures Limited 裕承環球期貨有限公司 RO 2 28 December 2016 30 November 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 26 September 2016 28 December 2016
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 26 September 2016 28 December 2016
Mason Futures Limited 茂宸期貨有限公司 RE 2 16 March 2016 18 August 2016
Mason Securities Limited 茂宸證券有限公司 RE 1 16 March 2016 18 August 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 17 February 2016 04 March 2016
Fulbright Futures Limited 富昌期貨有限公司 RE 2 11 September 2015 23 October 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 11 September 2015 23 October 2015
Innovax Capital Limited 創陞融資有限公司 RO 1 25 February 2015 04 September 2015
Emperor Futures Limited 英皇期貨有限公司 RE 2 11 November 2010 05 February 2014
Emperor Securities Limited 英皇證券有限公司 RE 1 18 October 2010 05 February 2014
East Asia Securities Company Limited 東亞證券有限公司 RE 1 21 June 2007 01 October 2010