SFC Licences of LAU Mei King 柳美琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RO | 4 | 04 January 2023 | |
Emperor Securities Limited 英皇證券有限公司 | RO | 1 | 04 January 2023 | |
Emperor Futures Limited 英皇期貨有限公司 | RO | 5 | 04 January 2023 | |
Emperor Futures Limited 英皇期貨有限公司 | RO | 2 | 04 January 2023 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 09 February 2022 | 04 January 2023 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 09 February 2022 | 04 January 2023 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 09 February 2022 | 04 January 2023 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 9 | 10 April 2018 | 30 November 2021 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 4 | 10 April 2018 | 30 November 2021 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 28 December 2016 | 30 November 2021 |
Arta Global Futures Limited 裕承環球期貨有限公司 | RO | 2 | 28 December 2016 | 30 November 2021 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 26 September 2016 | 28 December 2016 |
Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 26 September 2016 | 28 December 2016 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 16 March 2016 | 18 August 2016 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 16 March 2016 | 18 August 2016 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 17 February 2016 | 04 March 2016 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 11 September 2015 | 23 October 2015 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 11 September 2015 | 23 October 2015 |
Innovax Capital Limited 創陞融資有限公司 | RO | 1 | 25 February 2015 | 04 September 2015 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 11 November 2010 | 05 February 2014 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 October 2010 | 05 February 2014 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 21 June 2007 | 01 October 2010 |