SFC Licences of YIN Shi 殷實
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 26 July 2018 | 30 September 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 July 2018 | 30 September 2023 |
UBS Securities Hong Kong Limited | RE | 6 | 05 January 2018 | 26 April 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 22 September 2011 | 31 July 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 September 2011 | 31 July 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 13 August 2010 | 18 July 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 August 2010 | 18 July 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 June 2007 | 09 November 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 18 June 2007 | 09 November 2009 |