SFC Licences of YU Xiaoyu 余曉毓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 19 December 2023
ICBC International Research Limited 工銀國際證券研究有限公司 RE 4 15 August 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 14 May 2015 25 July 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 30 August 2013 14 April 2015
ICBC International Research Limited 工銀國際證券研究有限公司 RE 4 19 May 2010 01 August 2013
Haitong International Research Limited 海通國際研究有限公司 RE 4 18 June 2007 13 May 2010