SFC Licences of YU Xiaoyu 余曉毓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 19 December 2023 | |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 15 August 2017 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 14 May 2015 | 25 July 2017 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 30 August 2013 | 14 April 2015 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 19 May 2010 | 01 August 2013 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 18 June 2007 | 13 May 2010 |