SFC Licences of SEM Pui Kei, Peggy 沈佩琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 16 June 2008 | 27 March 2009 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 17 September 2007 | 27 March 2009 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 26 July 2007 | 27 March 2009 |