SFC Licences of CHANG Helen 張令遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income and PGIM Real Estate) 保德信(香港)有限公司 (以保德信固定收益及保德信房地產名義經營業務) |
RO | 1, 4 | 27 August 2020 | |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income and PGIM Real Estate) 保德信(香港)有限公司 (以保德信固定收益及保德信房地產名義經營業務) |
RE | 1, 4 | 16 March 2020 | 27 August 2020 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RE | 1, 4 | 21 August 2014 | 29 November 2019 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RE | 1, 4 | 21 August 2014 | 21 December 2015 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | 4 | 11 June 2013 | 01 June 2014 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | 4, 9 | 06 January 2009 | 29 November 2019 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RE | 1, 4 | 22 June 2007 | 02 February 2009 |