SFC Licences of CHANG Helen 張令遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) RO 4 27 August 2020
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) RO 1 27 August 2020
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) RE 4 16 March 2020 27 August 2020
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) RE 1 16 March 2020 27 August 2020
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 4 21 August 2014 29 November 2019
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 21 August 2014 29 November 2019
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 21 August 2014 21 December 2015
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 21 August 2014 21 December 2015
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 4 11 June 2013 01 June 2014
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 9 06 January 2009 29 November 2019
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 4 06 January 2009 29 November 2019
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 22 June 2007 02 February 2009
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 22 June 2007 02 February 2009