SFC Licences of YEUNG Wai Shum 楊惠深

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 25 November 2020
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1, 4 18 January 2017
HSBC Global Asset Management (Hong Kong) Limited
HSBC Investment Funds (Hong Kong) Limited
RE 1, 4, 9 24 February 2011 30 December 2016
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司
RE 1 20 August 2008 14 January 2011
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 1 28 March 2008 25 July 2008
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 4 01 August 2007 25 July 2008