SFC Licences of HUNG Kwok Fung Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 | RE | 9 | 31 May 2024 | |
| RIME Capital Limited 霧凇資本有限公司 | RE | 4 | 31 May 2024 | |
| RIME Capital Limited 霧凇資本有限公司 | RE | 1 | 31 May 2024 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 March 2010 | 14 April 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 January 2010 | 14 April 2010 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 16 October 2009 | 07 December 2009 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 15 May 2009 | 16 May 2009 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 11 July 2007 | 11 May 2009 |