SFC Licences of WONG Kam Wing 黃錦榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Koala Capital Management Limited 樹熊資本管理有限公司 RO 9 03 October 2017 31 August 2018
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 18 October 2012 18 August 2015
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 18 October 2012 18 August 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 26 September 2012 18 August 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 4 26 September 2012 18 August 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 3 26 September 2012 18 August 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 1 26 September 2012 18 August 2015
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 16 February 2011 24 September 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 30 September 2008 24 September 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 11 July 2008 24 September 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 March 2008 24 September 2012
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 9 22 June 2007 02 March 2008
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 22 June 2007 02 March 2008