SFC Licences of CHAN Chi Leung, Philip 陳子樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Futures Limited 中泰國際期貨有限公司 RO 2 11 April 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RO 4 11 April 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RO 1 11 April 2018
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 07 February 2018 11 April 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 4 07 February 2018 11 April 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 07 February 2018 11 April 2018
Lion Futures Limited 獅子期貨有限公司 RO 5 16 October 2017 30 November 2017
Lion Futures Limited 獅子期貨有限公司 RO 2 16 October 2017 30 November 2017
Lion International Securities Group Limited 獅子國際證券集團有限公司 RO 4 16 October 2017 30 November 2017
Lion International Securities Group Limited 獅子國際證券集團有限公司 RO 1 16 October 2017 30 November 2017
Lion Futures Limited 獅子期貨有限公司 RE 5 12 July 2017 16 October 2017
Lion Futures Limited 獅子期貨有限公司 RE 2 12 July 2017 16 October 2017
Lion International Securities Group Limited 獅子國際證券集團有限公司 RE 4 12 July 2017 16 October 2017
Lion International Securities Group Limited 獅子國際證券集團有限公司 RE 1 12 July 2017 16 October 2017
Yunfeng Securities Limited 雲鋒證券有限公司 RO 1 09 June 2017 30 June 2017
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 09 June 2017 30 June 2017
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 30 March 2017 09 June 2017
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 30 March 2017 09 June 2017
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 15 June 2015 16 February 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 15 June 2015 16 February 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 06 March 2008 30 May 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 22 June 2007 30 May 2015